 
          3396
        
        
          Proceedings of the 18
        
        
          th
        
        
          International Conference on Soil Mechanics and Geotechnical Engineering, Paris 2013
        
        
          pressure
        
        
          
        
        
          T
        
        
          is applied on the tunnel face. In addition, a
        
        
          micropile supported on the already-built tunnel support is
        
        
          embedded in the soil. The micropile inclination with respect to a
        
        
          horizontal is defined by means of an angle
        
        
          
        
        
          .
        
        
          Figure 1. Collapse mechanism for upper bound calculation. (a)
        
        
          Micropile crossing DE side (upper wedge); (b) Micropile crossing CD
        
        
          side (lower wedge).
        
        
          Figure 2. Micropile action on failure mechanism for upper bound
        
        
          calculation.
        
        
          Under these conditions an upper bound solution for tunnel
        
        
          face failure is analyzed by means of a kinematically admissible
        
        
          collapse mechanism, defined by means of five degrees of
        
        
          freedom (the five angles
        
        
          
        
        
          1
        
        
          ,
        
        
          
        
        
          2
        
        
          ,
        
        
          
        
        
          3
        
        
          ,
        
        
          
        
        
          4
        
        
          and
        
        
          
        
        
          5
        
        
          in Fig. 1). Two
        
        
          possible collapse mechanisms are considered regarding the
        
        
          relative position between the micropile and the resulting
        
        
          collapse mechanism. In Figure 1a the micropile crossed the
        
        
          upper wedge on the DE side. This condition can be expressed
        
        
          by the following restriction:
        
        
          1 2 3 4
        
        
          3 2
        
        
          0
        
        
           
        
        
          . Otherwise, the
        
        
          micropile will cross the side CD (Fig. 1b).
        
        
          In the mechanism described, the micropile will react against
        
        
          the expected displacement imposed by the soil wedge. This
        
        
          effect will be included in the upper bound solution adding the
        
        
          work performed by the external forces transmitted by the
        
        
          micropile on the mobilized wedge. At point P (Fig. 2) he
        
        
          micropile action on the wedge will be characterized by a normal
        
        
          force
        
        
          
            N
          
        
        
          , a shear force
        
        
          
            Q
          
        
        
          and a bending moment,
        
        
          
            M
          
        
        
          . Notice that
        
        
          only
        
        
          
            N
          
        
        
          and
        
        
          
            Q
          
        
        
          will contribute directly to increase safety because
        
        
          the moment developed at point P will not produce any external
        
        
          stabilizing work.
        
        
          
            2.2 Upper bound theorem
          
        
        
          The upper bound theorem of plasticity is applied to the
        
        
          kinematically admissible failure mechanism shown in Figure 1.
        
        
          External work per unit of length performed by the external
        
        
          forces (weight,
        
        
          
        
        
          S
        
        
          ,
        
        
          
        
        
          T
        
        
          and shear and tensile forces applied by
        
        
          the micropiles) due to a relative virtual rate of displacement is
        
        
          made equal to the internal dissipation of shearing work. The
        
        
          resulting equation is:
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          2
        
        
          4
        
        
          1
        
        
          3
        
        
          5
        
        
          1
        
        
          2
        
        
          3
        
        
          4
        
        
          5
        
        
          1
        
        
          2
        
        
          3
        
        
          4
        
        
          5
        
        
          1
        
        
          2
        
        
          3
        
        
          4
        
        
          5
        
        
          1
        
        
          2
        
        
          3
        
        
          4
        
        
          5
        
        
          2
        
        
          4
        
        
          1
        
        
          3
        
        
          5
        
        
          sin sin
        
        
          2
        
        
          sin sin sin cos
        
        
          1
        
        
          2
        
        
          2
        
        
          2
        
        
          1
        
        
          tan tan tan tan tan
        
        
          cos
        
        
          1
        
        
          sin cos
        
        
          2
        
        
          sin sin
        
        
          cos
        
        
          sin
        
        
          0
        
        
          sin sin sin
        
        
          
            s
          
        
        
          
            T
          
        
        
          
            u
          
        
        
          
            u
          
        
        
          
            u
          
        
        
          
            C
          
        
        
          
            c
          
        
        
          
            D
          
        
        
          
            D C
          
        
        
          
            c D
          
        
        
          
            N Q
          
        
        
          
            Dc s
          
        
        
            
        
        
           
        
        
          
        
        
          
        
        
                     
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
                
        
        
           
        
        
          
        
        
          
        
        
           
        
        
          
        
        
          
        
        
                   
        
        
          
        
        
          
        
        
           
        
        
              
        
        
            
        
        
          (1)
        
        
          where
        
        
          
            s
          
        
        
          is the distance between two micropiles (assumed to be
        
        
          parallel) of the umbrella;
        
        
          
        
        
          is the relative angle between the
        
        
          micropile and the upper sliding wedge (Fig. 1) defined as:
        
        
          1
        
        
          2
        
        
          3
        
        
          4
        
        
          5
        
        
          5 2
        
        
                        
        
        
          (2a)
        
        
          when the micropile crosses DE; and
        
        
          1
        
        
          2
        
        
          3
        
        
          4
        
        
          5
        
        
          3 2
        
        
                        
        
        
          (2b)
        
        
          when the micropile crosses CD.
        
        
          The parameter
        
        
          
            A
          
        
        
          in Eq. (1) is an auxiliary coefficient which
        
        
          also depends on the relative position between the micropile and
        
        
          the collapse mechanism:
        
        
          1
        
        
           
        
        
          when the micropile crosses DE
        
        
          (3a)
        
        
          5
        
        
          4
        
        
          sin
        
        
          sin
        
        
          
        
        
           
        
        
          
        
        
          when the micropile crosses CD                           (3b)
        
        
          Any combination of external forces that verifies Eq. (1) will
        
        
          be either greater than, or equal to, the forces causing collapse.
        
        
          Notice that the first terms (except the last one) of Equation (1)
        
        
          identify the upper bound expression in the absence of
        
        
          micropiles (Augarde et al. 2003).
        
        
          Forces exerted by the micropile on the critical wedge will
        
        
          be determined by an independent analysis in the following
        
        
          section. The micropile will be considered as a beam and
        
        
          subjected to the kinematic motion imposed by the assumed
        
        
          failure mechanism.
        
        
          
            2.3 Micropile behaviour. Limiting conditions
          
        
        
          The micropile is idealized as a beam subjected to a uniform
        
        
          imposed displacement
        
        
          
        
        
          due to the moving wedge of the
        
        
          expected collapse mechanism. Figure 3 shows the micropile
        
        
          isolated from the surrounding soil. In order to simplify the
        
        
          calculation of the beam, the effective embedded length
        
        
          
            b
          
        
        
          (distance between the crossing point P and a fixed, fully
        
        
          clamped, point X) of the micropile into the stationary soil will
        
        
          be assumed to be known. An estimation of the value of the
        
        
          clamping distance
        
        
          
            b
          
        
        
          may be obtained from the theory of piles
        
        
          embedded in an elastic half-space, subjected to a horizontal load
        
        
          and a moment at its head. This problem is described in Poulos
        
        
          and Davis (1980). According to this,
        
        
          
            b
          
        
        
          has been estimated in the
        
        
          range 0.2 to 0.1.
        
        
          The displacement
        
        
          
        
        
          defines the type of deformation and the
        
        
          stresses of the beam. Its actual value will be found through the
        
        
          assumption that the micropile section will be taken to limiting
        
        
          conditions. Yielding conditions of the steel of the micropile will
        
        
          be assumed to follow a Von Mises criterion. (The grouting
        
        
          contribution is very small and it will be disregarded). The Von
        
        
          Mises criterion in plane strain can be expressed as follows:
        
        
          2
        
        
          2
        
        
          3
        
        
          
            e
          
        
        
          2
        
        
           
        
        
          
        
        
          
        
        
          
        
        
          (4)