 
          2902
        
        
          Proceedings of the 18
        
        
          th
        
        
          International Conference on Soil Mechanics and Geotechnical Engineering, Paris 2013
        
        
          may take a majority of the load and the mobilized shaft
        
        
          resistance, particularly towards the top of the pile shaft, may
        
        
          reach close to the “ultimate” values.
        
        
          It can be seen from Tables 1 and 2 that in conventional
        
        
          working stress terms, the ratio of ultimate end bearing value to
        
        
          the serviceability value would give rise to equivalent factors of
        
        
          safety of about 3 for the poorer quality rock, to 10 or more for
        
        
          Class I Shale and Sandstone.   While it may be “safe” to adopt
        
        
          the presumptive “serviceability” values based on the notion that
        
        
          settlement will be less than 1% of the minimum footing size,
        
        
          there is no assessment on “how much less than 1%”.  Also, 1%
        
        
          of a relatively small diameter pile (say 0.6m dia.) would be very
        
        
          different to 1% of a 2m square footing (i.e. < 6mm compared to
        
        
          < 20mm settlement).
        
        
          The difference between conducting a design based simply on
        
        
          presumptive “serviceability” values and a more detailed
        
        
          assessment of load-deformation response of a 1.8m diameter
        
        
          pile socketed 6m into rock (1m in Class V Sandstone, 2m in
        
        
          Class IV Sandstone, and 3m in Class III Sandstone) is
        
        
          illustrated in Figure 1 below.  In both cases, the ultimate load
        
        
          capacity of the pile was assessed using the same values (f
        
        
          su
        
        
          of
        
        
          0.1MPa, 0.5MPa and 0.8MPa in Class V, IV and III Sandstone
        
        
          respectively, and f
        
        
          bu
        
        
          of 20MPa for the Class III Sandstone).
        
        
          Using these parameters, the ultimate load for this pile was
        
        
          assessed to be 70MN.  However, the load-deformation curves
        
        
          were in one case assessed using the method described by Poulos
        
        
          (1979), while in the other case as an extrapolation of a linear
        
        
          line between zero and the assessed ultimate load, with the line
        
        
          intersecting an assumed settlement of 1% at the pile load
        
        
          computed using the presumptive “serviceability” design values
        
        
          given by Pells et al (1998).
        
        
          Figure 1. Load-deformation curves for Illustrative Example
        
        
          Figure 1 shows that for the case corresponding to a
        
        
          presumptive settlement of 1%, the computed “serviceability”
        
        
          capacity would be limited to 18MN which corresponds to a
        
        
          relatively high factor of safety of 3.9.  However, based on the
        
        
          more detailed load-deformation assessment, the maximum load
        
        
          to cause the same settlement of 18mm could be as high as
        
        
          43MN.  It should be pointed out that Pells et al (1998)
        
        
          acknowledges that the “elastic” design method is conservative,
        
        
          and supports that design be based on non-linear sidewall slip
        
        
          methods. It is therefore not surprising that the use of more
        
        
          sophisticated, non-linear load-deformation assessment methods
        
        
          would result in more economic foundation designs than
        
        
          adopting presumptive “serviceability” design values.
        
        
          However, the accurate prediction of pile settlement relies
        
        
          heavily on knowledge of the foundation material stiffness in
        
        
          addition to adopting appropriate evaluation methods. Therefore,
        
        
          the author is of the opinion that using a performance based
        
        
          design, with pile load testing to validate the load-deformation
        
        
          response assessed, is more likely to achieve cost-effective
        
        
          designs, and increase confidence of meeting design objectives.
        
        
          This performance based design approach is illustrated in two
        
        
          case studies described below.
        
        
          wi
        
        
          th
        
        
          sh
        
        
          er and a purpose built testing frame as shown in
        
        
          igure 2. Dynamic pile load test set up in Case Study 1
        
        
          suggestion
        
        
          a
        
        
          and
        
        
          economic design was clearly demonstrated in this example.
        
        
          2 CASE STUDY 1
        
        
          The first case study involves the testing of a 600mm diameter
        
        
          continuous flight augered pile socketed into weathered Ashfield
        
        
          Shale in Campbelltown, an outer south-western suburb of
        
        
          Sydney.  The testing was carried out using dynamic technique
        
        
          th wave matching using the CAPWAP method.
        
        
          The subsurface stratigraphy at this site comprised 7.3m of
        
        
          stiff to very stiff compacted clay fill and residual soil, underlain
        
        
          by a thin veneer (0.3m) of very low to low strength, highly to
        
        
          moderately weathered shale (Class IV Shale), followed by
        
        
          medium to high strength shale with Point Load Strength Index
        
        
          typically between 0.5MPa and 1.5MPa.  Based on a typical
        
        
          correlation factor of 20 for Sydney Shale and Sandstone
        
        
          (although the range may be between 10 and 30), the
        
        
          approximate unconfined compressive strength of the medium to
        
        
          high strength shale is 10MPa to 30MPa, and the rock was
        
        
          classified as Class II Shale based on Pells et al (1998). The test
        
        
          pile was socketed 0.3m through the very low to low strength
        
        
          shale and penetrated only 0.1m into the medium to high streng
        
        
          ale so that its end bearing pressure can be readily assessed.
        
        
          The dynamic load testing was carried out using an 11 tonne
        
        
          drop hamm
        
        
          0
        
        
          10
        
        
          20
        
        
          30
        
        
          40
        
        
          50
        
        
          60
        
        
          70
        
        
          80
        
        
          0 20 40 60 80 100 120 140 160 180
        
        
          
            Load (MN)
          
        
        
          
            Settlement (mm)
          
        
        
          Assessed load‐deformation behaviour up to ultimate load
        
        
          Maximum design load at settlement of 1% pile dia, based on
        
        
          detailed load deformation assessment
        
        
          Load‐deformation curve constructed assuming settlement = 1% pile
        
        
          diameter at pile load corresponding to "serviceability" design values
        
        
          Design with assumed deformation of 1% using "Serviceability"
        
        
          Design Values
        
        
          Figure 2.
        
        
          F
        
        
          The CAPWAP analysis results provided an estimated mobilized
        
        
          total capacity of 12.39MN, with a mobilized shaft resistance of
        
        
          1.25MN and a mobilized pile toe resistance of 11.14MN.  The
        
        
          mobilized end bearing resistance therefore corresponded to
        
        
          39.4MPa.  The mobilized pile toe settlement during the test
        
        
          blow was less than 6mm and the inferred static load-
        
        
          displacement response was relatively stiff with no
        
        
          th t the ultimate end bearing resistance was reached.
        
        
          Based on the test results, a “serviceability” design capacity
        
        
          of 3.4MN (i.e. 12 MPa end bearing pressure) was adopted.  If
        
        
          the piles had been designed using a presumptive “serviceability”
        
        
          end bearing pressure of 6MPa, the design serviceability load
        
        
          would have been limited to 1.7MN (i.e. 50% less).  The benefit
        
        
          of the dynamic load test in providing design confidence
        
        
          may take a majority of the load and the mobilized shaft
        
        
          resistanc , particularl towards the top of the pile shaft, m y
        
        
          ach close to he “ultimate” values.
        
        
          It can be se n fro Tables 1 and 2 that in conventional
        
        
          working str ss t rms, the r tio of ultimate end bearing value to
        
        
          the serviceabili y value would give r se o quivalent factors of
        
        
          safety of about 3 for the poorer qual ty r ck, to 10 or more f r
        
        
          Class I Shale and Sandstone.   While it may be “safe” t adopt
        
        
          the presumptive “serviceability” values based on the no ion tha
        
        
          settlement w ll be less than 1% of the minimum footing size,
        
        
          ther is o assessment on “how muc less than 1%”.  Also, 1%
        
        
          of a relatively small diameter pile (say 0.6m dia.) would be very
        
        
          diffe n to 1% of a 2m square footing (i.e. < 6mm compared to
        
        
          < 20mm settlement).
        
        
          The differ nce between conducting a design based simply on
        
        
          presumptiv “s rviceability” values and a more detailed
        
        
          assess ent of load-deformation response of a 1.8m diameter
        
        
          pil ocke ed 6m into rock (1m in Cla s V Sandstone, 2 in
        
        
          C as IV Sandsto e, and 3 in Class III Sandstone) is
        
        
          il u trated in Figure 1 below.  In both ca es, the ultimate load
        
        
          capacity of the pil was assessed using th sam values (f
        
        
          su
        
        
          of
        
        
          0.1MPa, 0.5MPa and 0.8MPa in Class V, IV and III Sandstone
        
        
          respectively, and f
        
        
          bu
        
        
          of 20MPa for the Class II Sandstone).
        
        
          U ing th se parameters, the ultimate load for this pile was
        
        
          as essed to be 70MN.  However, th load-deformation curve
        
        
          were in one case assessed using the metho sc ibed by Poulo
        
        
          (1979), while in th other case as an extrapolation of a linear
        
        
          line bet een zero and t e ass ssed ultimate lo d, with the line
        
        
          int rs cting an assumed settlement of 1% t the pile load
        
        
          computed usi g the pr sump ive “serviceability” d sign values
        
        
          given by Pells et al (1998).
        
        
          Figure 1. Load-deformation curves for Illustrative Example
        
        
          Figure 1 shows that for the case corresponding to a
        
        
          presumptive settlement of 1%, the omputed “serviceability”
        
        
          capacity would be limited to 18MN which corr sponds to a
        
        
          relatively high factor of safety of 3.9.  Howeve , based on the
        
        
          more detailed lo d-deformation assessment, th maximum load
        
        
          to cause the same settlement of 18 m could be as high s
        
        
          43MN. It should be poi ed out that Pells t al (1998)
        
        
          acknowledge that the “elastic” design method is conservative,
        
        
          nd supports that design be based on non-linear sidewall slip
        
        
          methods. I is ther fore not surprising that the use of more
        
        
          sop isticated, non-linear load-defo mation ssessment meth ds
        
        
          would result in more economic fou d tion d signs than
        
        
          adopting presumptive “serviceabil ty” design values.
        
        
          However, the accurate prediction of pile settlement relies
        
        
          heavily on knowledge of th foundation materia stiffness in
        
        
          addition to adopting appropriate evaluation ethods. Therefore,
        
        
          the author is of the o inion that using a p rf rmanc based
        
        
          design, with pile load testing to validate the load-deform tion
        
        
          r po se assess d, is more likely to ac ieve cost-effective
        
        
          desig , and increase confidence of meeting d sign objectives.
        
        
          This performanc based design approach is illustrated in two
        
        
          case studies des ribed below.
        
        
          wi
        
        
          er and a purpose built testing frame as show in
        
        
          re 2. Dynamic pile load test set up in Case Study 1
        
        
          suggestion
        
        
          a
        
        
          and
        
        
          economic design w s clearly demonstrated in this example.
        
        
          2 CASE STUDY 1
        
        
          The first case study involves the testing of a 600mm diameter
        
        
          continuous flight augered pile sock ted into weathered Ashfield
        
        
          Shale in Campbelltown, an ut r sou h- s ern suburb of
        
        
          ydney. The testing as carried out using dynamic technique
        
        
          th wave matching using the CAPWAP method.
        
        
          The subsurface strati raphy at this site c mprised 7.3m of
        
        
          stiff to very stiff compacted clay fill and r sidual soil, underlain
        
        
          by a thin veneer (0.3m) of ver low to low strength highly to
        
        
          moderately w athered shale (C ass IV Shal ), followed by
        
        
          e ium to high strength shale with Point Load Strength Index
        
        
          typically between 0.5MPa nd 1.5MPa.  B sed on a typical
        
        
          correlation factor of 20 for Sydney Shale and S ndstone
        
        
          (although the range may be between 10 and 30), th
        
        
          appr ximate unco fined compr ssiv str gth of the medium to
        
        
          high strength shale is 10MPa to 30MPa, and the rock was
        
        
          classified as Class II Shale based on Pells et l (1998). The test
        
        
          pile was socketed 0.3m through the very low to low str ngth
        
        
          shale and penetrated only 0.1m into the medium t high t
        
        
          so that its end bearing pressure can be readily asse sed.
        
        
          The dynamic load testing wa carried out us ng an 11 tonne
        
        
          drop hamm
        
        
          0
        
        
          10
        
        
          20
        
        
          30
        
        
          40
        
        
          50
        
        
          60
        
        
          70
        
        
          80
        
        
          0 20 40 60 80 100 120 140 160 180
        
        
          
            Load (MN)
          
        
        
          
            Settlement (mm)
          
        
        
          Assessed load‐deformation behaviour up to ultimate load
        
        
          Maximum design load at settlement of 1% pile dia, based on
        
        
          detailed load deformation assessment
        
        
          Load‐def rmation curve constructed assuming settlement = 1% pile
        
        
          diameter at pile load corresponding to "serviceability" design values
        
        
          Design with assumed deformatio of 1% using "Serviceability"
        
        
          Design Values
        
        
          Figure 2.
        
        
          The CAPWAP analysis results provided an estimated mobilized
        
        
          total capacity of 12.39MN, with a mobilized shaft resistance of
        
        
          1.25MN and a mobilized pile toe resistance of 11.14MN.  The
        
        
          mobilized end bearing resistance therefore corresponded to
        
        
          39.4MPa. The mobilized pile toe s ttlem nt during th test
        
        
          blow was less than 6mm and the inf rre static load-
        
        
          displacement response was rel tively stiff with no
        
        
          th t the ultimat end bearing sistance was reached.
        
        
          Based on h test results, a “serviceability” design capacity
        
        
          of 3.4MN (i.e. 12 MPa end bearing pr ssure) wa adopted.  If
        
        
          the piles had been design d using a presumptive “serviceability”
        
        
          end b aring pr ssure of 6MPa, the design s rviceability oad
        
        
          would have be n limited to 1.7MN (i.e. 50% l ss).  The benefit
        
        
          of the dynamic load tes in provid ng design confid nc
        
        
          may take a majority of the load and the mobilized shaft
        
        
          resistance, particularly towards the top of the pile shaft, may
        
        
          reach close to the “ultimate” values.
        
        
          It can be seen from Tables 1 and 2 that in conventional
        
        
          working stress terms, the ratio of ultimate end bearing value to
        
        
          the serviceability value would give rise to equivalent factors of
        
        
          safety of about 3 for the poorer quality rock, to 10 or more for
        
        
          Class I Shale and Sandstone.   While it may be “safe” to adopt
        
        
          the presumptive “serviceability” values based on the notion that
        
        
          settlement will be less than 1% of the minimum footing size,
        
        
          there is no assessment on “how much less than 1%”.  Also, 1%
        
        
          of a relatively small diameter pile (say 0.6m dia.) would be very
        
        
          different to 1% of a 2m square footing (i.e. < 6mm compared to
        
        
          < 20mm settlement).
        
        
          The difference between conducting a design based simply on
        
        
          presumptive “serviceability” values and a more detailed
        
        
          assessment of load-deformation response of a 1.8m diameter
        
        
          pile socketed 6m into rock (1m in Class V Sandstone, 2m in
        
        
          Class IV Sandstone, and 3m in Class III Sandstone) is
        
        
          illustrated in Figure 1 below.  In both cases, the ultimate load
        
        
          capacity of the pile was assessed using the same values (f
        
        
          su
        
        
          of
        
        
          0.1MPa, 0.5MPa and 0.8MPa in Class V, IV and III Sandstone
        
        
          respectively, and f
        
        
          bu
        
        
          of 20MPa for the Class III Sandstone).
        
        
          Using these parameters, the ultimate load for this pile was
        
        
          assessed to be 70MN.  However, the load-deformation curves
        
        
          were in one case assessed using the method described by Poulos
        
        
          (1979), while in the other case as an extrapolation of a linear
        
        
          line between zero and the assessed ultimate load, with the line
        
        
          intersecting an assumed settlement of 1% at the pile load
        
        
          computed using the presumptive “serviceability” design values
        
        
          given by Pells et al (1998).
        
        
          Figure 1. Load-deformation curves for Illustrative Example
        
        
          However, the accurate prediction of pile settlement relies
        
        
          heavily on knowledge of the foundation material stiffness in
        
        
          addition to adopting appropriate evaluation methods. Therefore,
        
        
          the author is of the opinion that using a performance based
        
        
          design, with pile load testing to validate the load-deformation
        
        
          response assessed, is more likely to achieve cost-effective
        
        
          designs, and increase confidence of meeting design objectives.
        
        
          This performance based design approach is illustrated in two
        
        
          case studies described below.
        
        
          wi
        
        
          th
        
        
          sh
        
        
          er and a purpose built testing frame as shown in
        
        
          igure 2. Dynamic pile load test set up in Case Study 1
        
        
          2 CASE STUDY 1
        
        
          The first case study involves the testing of a 600mm diameter
        
        
          continuous flight augered pile socketed into weathered Ashfield
        
        
          Shale in Campbelltown, an outer south-western suburb of
        
        
          Sydney.  The testing was carried out using dynamic technique
        
        
          th wave matching using the CAPWAP method.
        
        
          The subsurface stratigraphy at this site comprised 7.3m of
        
        
          stiff to very stiff compacted clay fill and residual soil, underlain
        
        
          by a thin veneer (0.3m) of very low to low strength, highly to
        
        
          moderately weathered shale (Class IV Shale), followed by
        
        
          medium to high strength shale with Point Load Strength Index
        
        
          typically between 0.5MPa and 1.5MPa.  Based on a typical
        
        
          correlation factor of 20 for Sydney Shale and Sandstone
        
        
          (although the range may be between 10 and 30), the
        
        
          approximate unconfined compressive strength of the medium to
        
        
          high strength shale is 10MPa to 30MPa, and the rock was
        
        
          classified as Class II Shale based on Pells et al (1998). The test
        
        
          pile was socketed 0.3m through the very low to low strength
        
        
          shale and penetrated only 0.1m into the medium to high streng
        
        
          ale so that its end bearing pressure can be readily assessed.
        
        
          The dynamic load testing was carried out using an 11 tonne
        
        
          drop hamm
        
        
          0
        
        
          10
        
        
          20
        
        
          30
        
        
          40
        
        
          50
        
        
          60
        
        
          70
        
        
          80
        
        
          0 20 40 60 80 100 120 140 160 180
        
        
          
            Load (MN)
          
        
        
          
            Settlement (mm)
          
        
        
          Assessed load‐deformation behaviour up to ultimate load
        
        
          Maximum design load at settlement of 1% pile dia, based on
        
        
          detailed load d fo mation assessment
        
        
          Load‐deformation curve constructed assuming settl ment = 1% pile
        
        
          diameter at pile load corresponding to "serviceability" design values
        
        
          Design with assumed deformation of 1% using "Serviceability"
        
        
          Design Values
        
        
          Figure 2.
        
        
          F
        
        
          The CAPWAP analysis results provided an estimated mobilized
        
        
          total capacity of 12.39MN, with a mobilized shaft resistance of