 
          2856
        
        
          Proceedings of the 18
        
        
          th
        
        
          International Conference on Soil Mechanics and Geotechnical Engineering, Paris 2013
        
        
          The soil medium is assumed to be an elastic, isotropic
        
        
          continuum, homogeneous within each layer, with Lame’s
        
        
          constants
        
        
          
            G
          
        
        
          
            s
          
        
        
          and
        
        
          
        
        
          
            s
          
        
        
          . There is no slippage or separation between
        
        
          the pile and the surrounding soil or between the soil layers. The
        
        
          pile behaves as an Euler–Bernoulli beam with a constant
        
        
          flexural rigidity
        
        
          
            E
          
        
        
          
            p
          
        
        
          
            I
          
        
        
          
            p
          
        
        
          .
        
        
          3 ANALYSIS
        
        
          3.1
        
        
          
            Soil Displacement Field
          
        
        
          A separable variable technique is used to define the horizontal
        
        
          displacement fields in the soil, and the soil displacement
        
        
          
            u
          
        
        
          
            z
          
        
        
          in
        
        
          the vertical direction is assumed to be negligible. The horizontal
        
        
          displacements for rectangular and circular piles are given by
        
        
          ( ) ( ) ( ),
        
        
          0
        
        
          for rectangular piles
        
        
          ( ) ( ) cos ,
        
        
          ( ) ( )sin for circular piles
        
        
          
            x
          
        
        
          
            x
          
        
        
          
            y
          
        
        
          
            y
          
        
        
          
            r
          
        
        
          
            r
          
        
        
          
            u w z x y u
          
        
        
          
            u w z r
          
        
        
          
            u w z r
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
           
        
        
           
        
        
          
        
        
          (1)
        
        
          where
        
        
          
            w
          
        
        
          (
        
        
          
            z
          
        
        
          ) is a displacement function (with a dimension of
        
        
          length) varying with depth
        
        
          
            z
          
        
        
          that describes the pile deflection,
        
        
          
        
        
          
            x
          
        
        
          (
        
        
          
            x
          
        
        
          ) and
        
        
          
        
        
          
            y
          
        
        
          (
        
        
          
            y
          
        
        
          ) are dimensionless displacement functions
        
        
          varying along the
        
        
          
            x
          
        
        
          and
        
        
          
            y
          
        
        
          directions of the Cartesian coordinate
        
        
          system used for the rectangular-cross section pile, and
        
        
          
        
        
          
            r
          
        
        
          (
        
        
          
            r
          
        
        
          ) and
        
        
          
        
        
          
        
        
          (
        
        
          
            r
          
        
        
          ) are dimensionless displacement functions varying along
        
        
          the
        
        
          
            r
          
        
        
          and
        
        
          
        
        
          directions of the cylindrical coordinate system used
        
        
          for the circular-cross section pile (Figure 1). The dimensionless
        
        
          displacement functions describe how the displacements in the
        
        
          soil mass (due to pile deflection) decrease with increase in
        
        
          horizontal distance from the pile. These functions are set to
        
        
          unity at the pile-soil interface, which ensures perfect pile-soil
        
        
          contact, and are set to zero at infinite horizontal distance from
        
        
          the pile center, which ensures that the displacements in the soil
        
        
          due to the laterally loaded piles decrease as the horizontal
        
        
          distance from the pile increases.
        
        
          Figure 1. Laterally loaded pile in a layered elastic medium (Modified
        
        
          after Basu and Salgado 2008 and Basu et al. 2009)
        
        
          3.2
        
        
          
            Potential Energy and its Minimization
          
        
        
          The total potential energy of the pile–soil system, including
        
        
          both the internal and external potential energies, is given by:
        
        
          2 2
        
        
          2
        
        
          0
        
        
          0
        
        
          0
        
        
          1
        
        
          1
        
        
          2
        
        
          2
        
        
          
            p
          
        
        
          
            s
          
        
        
          
            L
          
        
        
          
            p p
          
        
        
          
            a
          
        
        
          
            a
          
        
        
          
            z
          
        
        
          
            z
          
        
        
          
            d w
          
        
        
          
            E I
          
        
        
          
            dz
          
        
        
          
            d
          
        
        
          
            dz
          
        
        
          
            dw
          
        
        
          
            F w M
          
        
        
          
            dz
          
        
        
           
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
            mn mn s
          
        
        
           
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          (2)
        
        
          where
        
        
          
            w
          
        
        
          is the lateral pile deflection;
        
        
          
        
        
          
            mn
          
        
        
          and
        
        
          
        
        
          
            mn
          
        
        
          are the stress
        
        
          and strain tensors in the soil, respectively (summation is implied
        
        
          by repetition of the indices
        
        
          
            m
          
        
        
          and
        
        
          
            n
          
        
        
          ); and
        
        
          
        
        
          s
        
        
          represents the soil
        
        
          domain surrounding the pile that extends to infinity in the
        
        
          horizontal directions and from 0 to +∞ in the
        
        
          
            z
          
        
        
          direction, but
        
        
          excludes the volume occupied by the pile. The first integral in
        
        
          Eq. (2) represents the internal potential energy of the pile, while
        
        
          the second integral represents the internal potential energy of
        
        
          the soil continuum. The remaining two terms represent the
        
        
          external potential energy.
        
        
          The principle of minimum potential energy (
        
        
          
        
        
          
        
        
          = 0) is used
        
        
          to obtain the differential equations governing the equilibrium
        
        
          condition of the pile-soil system:
        
        
           
        
        
           
        
        
          
        
        
          
        
        
           
        
        
           
        
        
          2
        
        
          2
        
        
          2
        
        
          2
        
        
          0
        
        
          0
        
        
          0
        
        
          1
        
        
          2
        
        
          0
        
        
          
            p
          
        
        
          
            s
          
        
        
          
            z L
          
        
        
          
            p p
          
        
        
          
            mn mn
          
        
        
          
            s
          
        
        
          
            z
          
        
        
          
            a
          
        
        
          
            a
          
        
        
          
            z
          
        
        
          
            z
          
        
        
          
            d w z d w z
          
        
        
          
            E I
          
        
        
          
            dz
          
        
        
          
            d
          
        
        
          
            dz
          
        
        
          
            dz
          
        
        
          
            dw z
          
        
        
          
            F w z
          
        
        
          
            M
          
        
        
          
            dz
          
        
        
          
        
        
          
        
        
            
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
           
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          (3)
        
        
          The strain-displacement relationship for infinitesimal strains
        
        
          and the elastic stress-strain relationship, given by
        
        
          2
        
        
          
            mn
          
        
        
          
            s mn
          
        
        
          
            s kk mn
          
        
        
          
            G
          
        
        
          
        
        
          
        
        
            
        
        
          
        
        
          
        
        
          (4)
        
        
          are used in Eq. (3) to express the first variation of the total pile-
        
        
          soil potential energy in terms of the soil elastic constants and
        
        
          the displacement functions described in Eq. (1). Thus Eq. (3)
        
        
          contains the first variations of the displacement functions
        
        
          
            w
          
        
        
          ,
        
        
          
        
        
          
            x
          
        
        
          and
        
        
          
        
        
          
            y
          
        
        
          for rectangular pile and the first variations of the
        
        
          displacement functions
        
        
          
            w
          
        
        
          ,
        
        
          
        
        
          
            r
          
        
        
          (
        
        
          
            r
          
        
        
          ) and
        
        
          
        
        
          
        
        
          (
        
        
          
            r
          
        
        
          ) for circular pile. Since
        
        
          these variations are independent, the terms associated with each
        
        
          of these variations can be individually equated to zero, which
        
        
          produces the differential equations and boundary conditions of
        
        
          the displacement functions.
        
        
          3.3
        
        
          
            Pile deflection
          
        
        
          The pile deflection equations corresponding to the
        
        
          
            i
          
        
        
          th
        
        
          soil layer
        
        
          for both circular and rectangular piles is given by:
        
        
          4
        
        
          2
        
        
          4
        
        
          2
        
        
          2
        
        
          2
        
        
          0 0
        
        
          0
        
        
          
            i
          
        
        
          
            i
          
        
        
          
            p p
          
        
        
          
            i
          
        
        
          
            i i
          
        
        
          
            i
          
        
        
          
            i
          
        
        
          
            i i
          
        
        
          
            p
          
        
        
          
            d w d w
          
        
        
          
            p
          
        
        
          
            E I
          
        
        
          
            t
          
        
        
          
            k w
          
        
        
          
            z
          
        
        
          
            dz
          
        
        
          
            dz
          
        
        
          
            d w t
          
        
        
          
            k w
          
        
        
          
            z L
          
        
        
          
            dz
          
        
        
          
        
        
          
            L
          
        
        
          
        
        
             
        
        
          
        
        
          
        
        
           
        
        
           
        
        
          
        
        
          
        
        
          (5)
        
        
          where, for rectangular piles:
        
        
          2 2
        
        
          ,
        
        
          2 2
        
        
          ,
        
        
          4 0
        
        
          
            s i
          
        
        
          
            x y
          
        
        
          
            i
          
        
        
          
            s i
          
        
        
          
            x y
          
        
        
          
            p
          
        
        
          
            G
          
        
        
          
            dxdy ab
          
        
        
          
            z
          
        
        
          
            t
          
        
        
          
            G
          
        
        
          
            dxdy
          
        
        
          
            z L
          
        
        
           
        
        
           
        
        
           
        
        
           
        
        
           
        
        
           
        
        
           
        
        
          
        
        
          
            p
          
        
        
          
            L
          
        
        
          
        
        
           
        
        
           
        
        
          
        
        
           
        
        
          
        
        
           
        
        
          
        
        
          
        
        
          
        
        
          
        
        
           
        
        
           
        
        
          (6)
        
        
          2
        
        
          2
        
        
          2
        
        
          2
        
        
          ,
        
        
          ,
        
        
          ,
        
        
          (
        
        
          2 )
        
        
          
            y
          
        
        
          
            x
          
        
        
          
            i
          
        
        
          
            s i
          
        
        
          
            s i
          
        
        
          
            y
          
        
        
          
            s i x
          
        
        
          
            d
          
        
        
          
            d
          
        
        
          
            k
          
        
        
          
            G
          
        
        
          
            G
          
        
        
          
            dx
          
        
        
          
            dy
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
           
        
        
           
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
          
        
        
           
        
        
          
            dxdy
          
        
        
          (7)
        
        
          and, for circular piles: