 
          2725
        
        
          Technical Committee 212 /
        
        
          
            Comité technique 212
          
        
        
          Figure 2. Calibrated numerical model compared to field test of PA-1
        
        
          Figure 3. Calibrated numerical model of piles PB-1 and PB-2
        
        
          In order to verify the ability of the calibrated models to
        
        
          accurately depict the behavior of helical piles under
        
        
          compressive and lateral loading, the calibrated models were
        
        
          utilized (considering the same soil properties and boundary and
        
        
          interface conditions) to analyze the remaining load test data and
        
        
          the results showed satisfactory agreement with actual test results
        
        
          of piles PA-3, and PB-4 as shown in Figures 4(a), and 4(b).
        
        
          Figure 4. Verified numerical models: a) Pile PA-3; b) Pile PB-4.
        
        
          Using the same soil properties that are established from the
        
        
          calibration of model considering pile PA-1 test data, the
        
        
          calculated response of neighbouring pile PA-3 is softer than the
        
        
          field test results as shown in Figure 4(a), but the calculated
        
        
          response of pile PB-4 is stiffer than the load test data. This is
        
        
          expected due to the natural spatial variability of soil properties.
        
        
          3.3
        
        
          Parametric study
        
        
          Using the previously calibrated and validated models, a
        
        
          numerical parametric study is conducted considering different
        
        
          practical pile configurations and common soil types. The piles
        
        
          considered consist of a 273mm diameter steel pipe that has two
        
        
          610mm helices attached to it. The inter-helix spacing ratio,
        
        
          S
        
        
          r
        
        
          ,
        
        
          ranges between 1 and 3 helix diameters (i.e. 1
        
        
          D
        
        
          , 2
        
        
          D
        
        
          , and 3
        
        
          D
        
        
          )
        
        
          with a pile embedment depth of 6 m. The piles are modeled as
        
        
          single, two, and four piles in a square arrangement with a center
        
        
          to center spacing,
        
        
          S
        
        
          p
        
        
          , ranging between
        
        
          2D
        
        
          to
        
        
          10D
        
        
          .
        
        
          The pile is modeled as elastic steel with
        
        
          E
        
        
          = 200GPa and
        
        
          ν
        
        
          = 0.3. For piles in sand, the sand is modeled as homogeneous
        
        
          with
        
        
          ϕ
        
        
          r
        
        
          = 30° and
        
        
          ψ
        
        
          = 0° to represent loose to medium dense
        
        
          sand. The yield cohesion,
        
        
          c
        
        
          , is 0 kPa to represent purely
        
        
          frictional sand. The sand is assumed to have a bulk unit weight
        
        
          of 20 kN/m
        
        
          3
        
        
          and an initial coefficient of lateral earth pressure,
        
        
          K
        
        
          o
        
        
          , equal 0.5. Moreover, the pile-soil interface friction angle, δ,
        
        
          is assumed to be 0.67
        
        
          ϕ
        
        
          r
        
        
          which yields a friction factor of 0.38.
        
        
          Finally, the modulus of elasticity of the soil is assumed to be
        
        
          100MPa and the soil Poisson’s ratio, ν = 0.3.
        
        
          For piles in clay, it is assumed that the helices are embedded
        
        
          into a very stiff clay layer with undrained shear strength,
        
        
          c
        
        
          u
        
        
          =
        
        
          100kPa and
        
        
          E
        
        
          = 50MPa, while the soil above top helix (i.e.
        
        
          along the shaft) is soft clay with
        
        
          c
        
        
          u
        
        
          = 25kPa and
        
        
          E
        
        
          = 30MPa.
        
        
          The clay is modeled assuming the water level is at the ground
        
        
          surface, and the loading rate is assumed fast enough to invoke
        
        
          undrained conditions. Therefore, Poisson’s ratio = 0.49 was
        
        
          considered in the analysis. The adhesion,
        
        
          c
        
        
          a
        
        
          , between the pile
        
        
          and the soil is estimated from CFEM (2006): for
        
        
          c
        
        
          u
        
        
          = 25 kPa,
        
        
          c
        
        
          a
        
        
          = 25 kPa. A friction factor of 1.0 is used indicating that the
        
        
          frictional stresses along the shaft are equal to the contact
        
        
          pressure. However, to account for the adhesion strength, a shear
        
        
          stress limit along the interface is defined at which slippage
        
        
          occurs. This shear stress limit along the interface is
        
        
          c
        
        
          a
        
        
          .
        
        
          a
        
        
          4 RESULTS AND DISCUSSION
        
        
          For load-settlement curves with no visually distinctive failure
        
        
          point, as for the case of piles in sand, the failure loads are
        
        
          obtained at a practical settlement level equal to
        
        
          5%D
        
        
          (i.e.
        
        
          30mm). The pile settlement is obtained at a service load equal to
        
        
          the failure load divided by a factor of safety,
        
        
          FS
        
        
          , equal to 3.
        
        
          For a 4-pile group in sand,
        
        
          R
        
        
          s
        
        
          could be as high as 1.3 at
        
        
          S
        
        
          p
        
        
          =
        
        
          2D
        
        
          and as low as 1.1 at
        
        
          S
        
        
          p
        
        
          =
        
        
          5D
        
        
          .
        
        
          R
        
        
          s
        
        
          is the greatest at
        
        
          S
        
        
          p
        
        
          =
        
        
          2D
        
        
          and
        
        
          decreases gradually with increasing
        
        
          S
        
        
          p
        
        
          as shown in Figure 5. It
        
        
          is also found that
        
        
          S
        
        
          r
        
        
          has a negligible effect on
        
        
          R
        
        
          s
        
        
          . Moreover,
        
        
          R
        
        
          s
        
        
          at service load considering
        
        
          FS
        
        
          = 2 is larger than
        
        
          R
        
        
          s
        
        
          for service
        
        
          loads given by
        
        
          FS
        
        
          = 4, as shown in Figure 6. It is also found that
        
        
          R
        
        
          s
        
        
          for a group of piles is not necessarily an algebraic summation
        
        
          of the interaction factors,
        
        
          α
        
        
          ij
        
        
          , of the piles in the group. The
        
        
          existence of other piles in a group (other than the two under
        
        
          consideration) stiffens the soil. Therefore, the interaction factors
        
        
          would decrease relative to the case of a 2-pile group. Basile
        
        
          (1999) made similar observations and concluded that the
        
        
          interaction factors approach may lead to overestimation of pile
        
        
          response. Furthermore, Randolph (1994) stated that the
        
        
          interaction factors should only be applied to the elastic
        
        
          component of settlement since the plastic component of
        
        
          settlement is largely due to localized failure close to the pile and
        
        
          is not transferred to neighboring piles.
        
        
          b
        
        
          to axial
        
        
          ed, first
        
        
          lements
        
        
          grees of
        
        
          n point
        
        
          r-nodes,
        
        
          e shell
        
        
          minimal
        
        
          extends
        
        
          the pile
        
        
          elix is a
        
        
          rface is
        
        
          nditions
        
        
          ttom of
        
        
          inder is
        
        
          o move
        
        
          y plastic
        
        
          b yield
        
        
          ratio,
        
        
          ν
        
        
          ,
        
        
          d by the
        
        
          ngle,
        
        
          ψ
        
        
          ,
        
        
          d stress,
        
        
          ngential
        
        
          soil unit
        
        
          n initial
        
        
          are calibrated satisfactorily considering the soil conditions and
        
        
          load test results of piles PA-1 and, PB-1 and PB-2 as shown in
        
        
          Figures 2 and 3. The soil properties used in the analysis are
        
        
          assumed to be the disturbed properties due to pile installation.
        
        
          Figure 2. Calibrated numerical model compared to field test of PA-1
        
        
          Figure 3. Calibrated numerical model of piles PB-1 and PB-2
        
        
          In order to verify the ability of the calibrated models to
        
        
          accurately depict the behavior of helical piles under
        
        
          compressive and lateral loading, the calibrated models were
        
        
          utilized (considering the same soil properties and boundary
        
        
          and interface conditions) to analyze the remaining load test
        
        
          data and the results showed satisfactory agreement with
        
        
          actual test results of piles PA-3, and PB-4 as shown in Figures
        
        
          4(a), and 4(b).
        
        
          a)
        
        
          to axial
        
        
          ed, first
        
        
          lements
        
        
          grees of
        
        
          n point
        
        
          r-nodes,
        
        
          e shell
        
        
          minimal
        
        
          extends
        
        
          the pile
        
        
          lix is a
        
        
          rface is
        
        
          nditions
        
        
          ttom of
        
        
          inder is
        
        
          o
        
        
          ove
        
        
          y plastic
        
        
          b yield
        
        
          ratio,
        
        
          ν
        
        
          ,
        
        
          d  the
        
        
          ngle,
        
        
          ψ
        
        
          d stress,
        
        
          ngential
        
        
          soil unit
        
        
          i i
        
        
          assum d to be the disturbed properties due to pile installation.
        
        
          Figure 2. Calibrated numerical model compared to field test of PA-1
        
        
          Figure 3. Calibrated numerical model of piles PB-1 and PB-2
        
        
          In order to verify the ability f the calibrated models to
        
        
          a curately depict the behavior of helic l piles und r
        
        
          compressive and lateral lo d ng, the calibrated models were
        
        
          utilized (considering the same soil propert es and boundary
        
        
          and interface condi ions) to analyz the remaining load t st
        
        
          data and the results showed satisfacto y agreement with
        
        
          ctual st r sults of piles PA-3, and PB-4 as shown in Figures
        
        
          4(a), and 4(b).
        
        
          a)
        
        
          Figure 4. Verified numerical models: a) Pile PA-3; b) Pile PB-4.
        
        
          Using the same soil properties that are established from
        
        
          For piles in clay, it is assumed that the helices are
        
        
          embedded into a very stiff clay layer with undrained shear
        
        
          strength,
        
        
          c
        
        
          u
        
        
          = 100kPa a d
        
        
          E
        
        
          = 50MPa, while the soil above top
        
        
          helix (i.e. along the shaft) s s ft clay with
        
        
          c
        
        
          u
        
        
          = 25kPa and
        
        
          E
        
        
          =
        
        
          30MPa. The clay is modeled assuming the water level is at the
        
        
          ground surface, and the loading rate is assumed fast enough to
        
        
          invoke undrained conditions. Therefore, Poisson’s ratio = 0.49
        
        
          was considered in the analysis. The adhesion,
        
        
          c
        
        
          a
        
        
          , between the
        
        
          pile and the soil is estimated from CFEM (2006): for
        
        
          c
        
        
          u
        
        
          = 25 kPa,
        
        
          c
        
        
          a
        
        
          = 25 kPa. A friction factor of 1.0 is used indicating that the
        
        
          frictional stresses along the shaft are equal to the contact
        
        
          pressure. However, to account for the adhesion strength, a
        
        
          shear stress limit along the interface is defined at which
        
        
          slippage occurs. This shear stress limit along the interface is
        
        
          c
        
        
          a
        
        
          .
        
        
          4
        
        
          RESULTS AND DISCUSSION
        
        
          For load-settlement curves with no visually distinctive failure
        
        
          point, as for the case of piles in sand the failure loads a e
        
        
          obtained at a practical settlement level equal t
        
        
          5%D
        
        
          (i. .
        
        
          30mm). The pile settlement is obtained at a service load equal
        
        
          to the failure load divided by a factor of safety,
        
        
          FS
        
        
          , equal to 3.
        
        
          For a 4-pile group in sand,
        
        
          R
        
        
          s
        
        
          could be as high as 1.3 at
        
        
          S
        
        
          p
        
        
          =
        
        
          2D
        
        
          and as low as 1.1 at
        
        
          S
        
        
          p
        
        
          =
        
        
          5D
        
        
          .
        
        
          R
        
        
          s
        
        
          is the greatest at
        
        
          S
        
        
          p
        
        
          =
        
        
          2D
        
        
          n
        
        
          decreases gradually with increasing
        
        
          S
        
        
          p
        
        
          as shown in Figure 5. It is
        
        
          also found that
        
        
          S
        
        
          r
        
        
          has a negligible effect on
        
        
          R
        
        
          s
        
        
          . Moreover,
        
        
          R
        
        
          s
        
        
          at
        
        
          service load considering
        
        
          FS
        
        
          = 2 is larger than
        
        
          R
        
        
          s
        
        
          for service loads
        
        
          given by
        
        
          FS
        
        
          = 4, as shown in Figure 6. It is also found that
        
        
          R
        
        
          s
        
        
          for
        
        
          b)
        
        
          Figure 4. Verified numerical models: a) Pile PA-3; b) Pile PB-4.
        
        
          Using the same soil properties that are established from
        
        
          th calibratio of model considering pile A-1 test data, the
        
        
          calculated response of neighbouring pile PA-3 is softer than the
        
        
          For piles in clay, it is assumed that the helices are
        
        
          embedded into  very stiff clay layer with undrained shear
        
        
          strength,
        
        
          c
        
        
          u
        
        
          = 100kP and
        
        
          E
        
        
          = 5 MPa, wh le the soil above top
        
        
          helix (i.e. along the shaft) is soft clay with
        
        
          c
        
        
          u
        
        
          = 25kPa and
        
        
          E
        
        
          =
        
        
          30MPa. The clay is modeled assuming the water level is at the
        
        
          ground surface, and the loading rate is assumed fast enough to
        
        
          invoke undrained conditions. Therefore, Poisson’s ratio = 0.49
        
        
          was considered in the analysis. The adhesion,
        
        
          c
        
        
          a
        
        
          , between the
        
        
          pile and the soil is estimated from CFEM (2006): for
        
        
          c
        
        
          u
        
        
          = 25 kPa,
        
        
          c
        
        
          a
        
        
          = 25 kPa. A fri tion factor of 1.0 is use indi ating that the
        
        
          frictional stresses along the shaft are equal to the contact
        
        
          pressure. However, to account for the adhesion strength, a
        
        
          shear stress limit along the interface is defined at which
        
        
          slipp ge occurs. This shear stress limit along the interf ce is
        
        
          c
        
        
          a
        
        
          .
        
        
          4
        
        
          RESULTS AND DISCUSSION
        
        
          For load-settlement curves with no visually di tinctive failure
        
        
          point, as for the case of piles in sa d, the failure lo ds are
        
        
          obtained at a practical settlement level equal to
        
        
          5%D
        
        
          (i.e.
        
        
          30mm). The pile settlement is obtained at a service load equal
        
        
          to the failure load divided by a fact r of safety,
        
        
          FS
        
        
          , equal to 3.
        
        
          F r a 4-pile group in sand,
        
        
          R
        
        
          s
        
        
          could b a high as 1.3 at
        
        
          S
        
        
          p
        
        
          =
        
        
          2D
        
        
          and as low as 1.1 at
        
        
          S
        
        
          p
        
        
          =
        
        
          5D
        
        
          .
        
        
          R
        
        
          s
        
        
          is the greatest at
        
        
          S
        
        
          p
        
        
          =
        
        
          2D
        
        
          and
        
        
          decreases gradually with increasing
        
        
          S
        
        
          p
        
        
          as shown in Figure 5. It is
        
        
          also found that
        
        
          S
        
        
          r
        
        
          has a negligible effect on
        
        
          R
        
        
          s
        
        
          . Moreover,
        
        
          R
        
        
          s
        
        
          at
        
        
          service load considering
        
        
          FS
        
        
          = 2 is larger than
        
        
          R
        
        
          s
        
        
          for service loads
        
        
          given by
        
        
          FS
        
        
          = 4, as shown in Figure 6. It is also found that
        
        
          R
        
        
          s
        
        
          for
        
        
          a group of piles is not necessarily an algebraic summation of
        
        
          the interaction factors,
        
        
          α
        
        
          ij
        
        
          , of the piles in the group. The
        
        
          b)
        
        
          a)
        
        
          b)