 
          3286
        
        
          Proceedings of the 18
        
        
          th
        
        
          International Conference on Soil Mechanics and Geotechnical Engineering, Paris 2013
        
        
          Figure 5 CFRD built on alluvium foundation
        
        
          For high ECRD with the application of concrete diaphragm
        
        
          wall for seepage control, one of the key issues is the connection
        
        
          of diaphragm wall, earth core and gallery, and also the
        
        
          connection of gallery with abutments. Generally, directly insert
        
        
          diaphragm wall into earth core is more technically reliable.
        
        
          When the top of diaphragm wall is connected to earth core by
        
        
          gallery, differential displacement could be produced between
        
        
          the wall and gallery. Joints should be arranged for the
        
        
          connection. Also, the connection of gallery and abutments
        
        
          should also arrange joints for adapting large differential
        
        
          displacement.
        
        
          For rock foundation, when bedrock exists geological defects
        
        
          such as permeable stratum, fault fissures filled with erodible
        
        
          materials, solution fissures or caverns, curtain grouting or
        
        
          curtain grouting combined with consolidation grouting are
        
        
          necessary. In design standard, the depth of grouting should
        
        
          reach to impermeable layer. The permeability of rock stratum is
        
        
          represented by Lugeon value (Lu). Usually, the value of 3
        
        
          ∼
        
        
          5 Lu
        
        
          could be applied for most of the rockfill dams foundation.
        
        
          
            3.3 Control and coordination of dam deformation
          
        
        
          In the design and construction of high rockfill dam, deformation
        
        
          control is the most important issue. The stress statuses of
        
        
          watertight barrier and dam operation performance are all related
        
        
          with dam deformation. Therefore, the concept of integrated
        
        
          deformation control and deformation coordination should be a
        
        
          principle for the design and construction of high rockfill dam.
        
        
          The main focus of this new concept includes two parts: (1) to
        
        
          reduce the total quantities of dam deformation, (2) to coordinate
        
        
          differential deformation between different zones.
        
        
          Taking the example of CFRD, the ultimate purpose of
        
        
          deformation control and deformation coordination will be the
        
        
          safety of concrete face slabs and joint system. It could be
        
        
          expressed as:
        
        
          σ
        
        
          
        
        
          <  σ
        
        
          
        
        
          σ
        
        
          
        
        
           < σ
        
        
          
        
        
           max(DP
        
        
          
        
        
          )
        
        
          max(DP
        
        
          
        
        
          )
        
        
          max(DP
        
        
          
        
        
          )  <  D
        
        
          
        
        
          D
        
        
          
        
        
          D
        
        
          
        
        
          
        
        
          Where:
        
        
          σ
        
        
          t
        
        
          and
        
        
          σ
        
        
          c
        
        
          are tensile and compressive strength of
        
        
          concrete;
        
        
          σ
        
        
          s
        
        
          and
        
        
          σ
        
        
          a
        
        
          are stress of face slab in the direction of dam
        
        
          slope and dam axis; DP
        
        
          o
        
        
          , DP
        
        
          s
        
        
          , DP
        
        
          d
        
        
          are displacements of joint
        
        
          and D
        
        
          o
        
        
          , D
        
        
          s
        
        
          , D
        
        
          d
        
        
          are upper limit of joint displacement.
        
        
          For high CFRD, the general principles of the integrated
        
        
          deformation control and deformation coordination could be
        
        
          summarized as follows:
        
        
          The deformation of rockfill is directly related to lithologic
        
        
          character, rockfill gradation, compaction density, dam height,
        
        
          valley shape, etc.
        
        
          In the design and construction of high CFRD, the low
        
        
          compressibility and good gradation rockfill material should be
        
        
          selected, and the compaction density should be strictly
        
        
          controlled to reduce the overall deformation quantities of
        
        
          rockfill.
        
        
          In the design of high CFRD, material zones should be
        
        
          arranged to achieve the coordination of deformations of
        
        
          different parts of the dam.
        
        
          In the construction of high CFRD, the construction stages of
        
        
          rockfill and face slab should be well arranged to provide
        
        
          sufficient time for deformation stabilization of upstream
        
        
          rockfill.
        
        
          The above principles could be expressed as:
        
        
          S=F(H,H/A
        
        
          2
        
        
          ,n,S
        
        
          c
        
        
          ,C
        
        
          s
        
        
          )
        
        
          n
        
        
          ≤
        
        
          n
        
        
          l
        
        
          g
        
        
          ≤
        
        
          s
        
        
          p
        
        
          , E
        
        
          u
        
        
          /E
        
        
          d
        
        
          ≤
        
        
          r
        
        
          T
        
        
          ≥
        
        
          t
        
        
          p
        
        
          Where: S is the maximum settlement of rockfill, H is dam
        
        
          height, A is area of face slab; n is rockfill porosity (represent
        
        
          compaction density); S
        
        
          c
        
        
          is uniaxial compressive strength of rock
        
        
          (represent lithologic character); C
        
        
          s
        
        
          is coefficient of uniformity
        
        
          (represent gradation of rockfill).
        
        
          From the analysis of monitoring data and numerical analysis,
        
        
          the control of rockfill deformation quantities could be
        
        
          represented by the ratio of maximum settlement of rockfill to
        
        
          the height of the dam. For CFRD with the height above 200m, d
        
        
          is recommended to be controlled to 0.8%
        
        
          ∼
        
        
          1.2%, that is:
        
        
          S=dH  (d=0.8%
        
        
          ∼
        
        
          1.2%)
        
        
          n
        
        
          l
        
        
          is the standard for rockfill porosity control. For CFRD
        
        
          with the height above 200m, n
        
        
          l
        
        
          is recommended to be controlled
        
        
          fewer than 20%. 18%
        
        
          ∼
        
        
          20% is more favorable.
        
        
          S
        
        
          p
        
        
          is the slope of the boundary between zone 3B and 3C. For
        
        
          high dam, the boundary line should incline to downstream side.
        
        
          The slope should not steeper than 1:0.5, i.e. S
        
        
          p
        
        
          ≥
        
        
          0.5.
        
        
          r is the ratio of modulus of upstream and downstream
        
        
          rockfill. For CFRD with the height above 200m, the modulus
        
        
          ratio of upstream rockfill and downstream rockfill is
        
        
          recommended be controlled below 1.5 to coordinate
        
        
          deformation of upstream and downstream rockfill, i. e.
        
        
          1.0
        
        
          ≤
        
        
          r
        
        
          ≤
        
        
          1.5.
        
        
          t
        
        
          p
        
        
          is the time for upstream rockfill deformation completion.
        
        
          To reduce the impact of rockfill deformation on stresses of
        
        
          concrete face slab, certain period of time for rockfill
        
        
          deformation should be provided before the construction of
        
        
          concrete face slabs. Normally, the time is not less than three
        
        
          months, i.e. t
        
        
          p
        
        
          ≥
        
        
          3 months. On the other hand, as the criteria for
        
        
          assessing the completion of upstream rockfill deformation,
        
        
          monthly settlement rate of less than 3
        
        
          ∼
        
        
          5mm is the
        
        
          recommended as control values.
        
        
          In addition to the control of deformation quantities, the new
        
        
          concept more emphasizes on the coordination of deformations
        
        
          between different dam zones. For high CFRD, it includes the
        
        
          deformation coordination for the rockfill of upstream and
        
        
          downstream, abutment area and riverbed area, upper part and
        
        
          lower part, and also, the deformation coordination of concrete
        
        
          face slab and upstream rockfill, and rockfill constructed in
        
        
          different stages. For high ECRD, the focus is on the
        
        
          coordination of deformation of rockfill shell and earth core to
        
        
          avoid harmful cracks on earth core.
        
        
          In the paper submitted by N. Li, the methods for assessing
        
        
          deformation coordination of CFRD were proposed, which
        
        
          include settlement, horizontal displacement and deflection of
        
        
          concrete face slab (Li 2013). The propose concept was applied
        
        
          in the design and construction of Bakun CFRD. In the paper
        
        
          submitted by Y. Chen, three-dimensional numerical analysis of
        
        
          a high CFRD was presented. From the results of analysis, it is
        
        
          noticed that the large deformation of rockfill and differential
        
        
          displacement between rockfill and face slabs will cause the
        
        
          cracks on concrete face slabs  (Chen 2013).